investment company act of 1940 การใช้

• The mutual fund industry is regulated by the Investment Company Act of 1940.
• Many hedge funds operate under an exemption in the Investment Company Act of 1940.
• Investors'main protection is the Investment Company Act of 1940, which governs funds.
• Funds of this type are not investment companies under the Investment Company Act of 1940.
• Fidelity is presumed under the Investment Company Act of 1940 to be controlled by the Johnson family.
• One of these, the Investment Company Act of 1940, clearly defined the responsibilities of investment companies.
• This form of company was created by Congress in 1980 as amendments to the Investment Company Act of 1940.
• Pacific Asset Management currently manage registered investment companies under the Investment Company Act of 1940 as well as separate accounts.
• The law modified the Investment Company Act of 1940 by dropping the rule that had limited hedge funds to 100 investors.
• Bullock was among the industry executives who helped write the law that regulates mutual funds, the Investment Company Act of 1940.
• For starters, there was nothing in the Investment Company Act of 1940, which regulates mutual funds, that allowed them.
• In general, each of these investment companies must register under the Securities Act of 1933 and the Investment Company Act of 1940.
• Companies file an N-1A under the Investment Company Act of 1940 if they wish to register shares of the mutual fund.
• The method for calculating the daily price of mutual funds is governed by Rule 2a-4 of the Investment Company Act of 1940.
• The Revenue Act of 1936 established guidelines for the taxation of mutual funds, while the Investment Company Act of 1940 governs their structure.
• Regulated in the United States under the Investment Company Act of 1940, money market funds are important providers of liquidity to financial intermediaries.
• A fourth and lesser-known type of investment company under the Investment Company Act of 1940 is a Face-Amount Certificate Company.
• Solmssen was part of the team that devised a successful defense, based on a novel application of the Investment Company Act of 1940.
• Under the Investment Company Act of 1940, the money cannot be borrowed from a brokerage firm, and funds cannot buy stocks on margin.
• According to the Investment Company Act of 1940, the trustees had 120 days to get MFS Investment approved as the fund's new manager.